A Patent is an intellectual property right relating
to inventions and is the grant of exclusive right, for limited period,
provided by the Government to the patentee, in exchange of full disclosure of
his invention, for excluding others from making, using, selling, importing the
patented product or process producing that product.
Introductions
The term "patent" may be explained to be a monopoly right
granted by the Government to a person who has made a new invention. The term
"invention" means a new product or process involving an inventive step capable
of industrial application.
Legislation
The Patent System in India is governed by the Patents Act,
1970 (No. 39 of 1970) as amended by the Patents (Amendment) Act, 2005 and the
Patents Rules, 2003, as amended by the Patents (Amendment) Rules 2006
effective from 5-5-2006.
Novelty
Under both the new law as well as the earlier law the
process or the product that is subject matter of patent claimed, shall be
novel; i.e., the invention shall be new and not known to others.
NON Obviousness
It shall also be non obvious; i.e., the process or the
product that is subject matter of patent claimed shall not be obvious to the
notional addressee or to a person skilled in the art.
Utility
It shall also be useful in industrial application. Here
utility means industrial utility and not the practical usefulness or
commercial utility.
Types of patent applications
-
Ordinary
Application.
-
Application for
Patent of Addition (granted for Improvement or Modification of the already
patented invention, for an unexpired term of the main patent).
-
Divisional
Application (in case of plurality of inventions disclosed in the main
application).
-
Convention
application, claiming priority date on the basis of filing in Convention
Countries.
-
National Phase
Application under PCT (Patent Cooperation Treaty).
Who may apply?
The inventor may make an application, either alone or
jointly with another, or his/their assignee or legal representative of any
deceased inventor or his assignee.
General Precautions
Currently the first to file system is employed, in which,
among persons having filed the same invention, first one is granted a patent.
Therefore an application should be filed promptly after conceiving the
invention.
What is Patentable?
A new product or process, involving an inventive step and
capable of being made or used in an industry. It means the invention to be
patentable should be technical in nature and should meet the following
criteria —
-
Novelty : The
matter disclosed in the specification is not published in India or elsewhere
before the date of filing of the patent application in India.
-
Inventive Step:
The invention is not obvious to a person skilled in the art in the light of
the prior publication/knowledge/ document.
-
Industrially
applicable: Invention should possess utility, so that it can be made or used
in an industry.
What is not
Patentable?
-
an invention
which is frivolous or which claims anything obviously contrary to well
established natural laws;
-
an invention the
primary or intended use or commercial exploitation of which could be contrary
to public order or morality or which causes serious prejudice to human, animal
or plant life or health or to the environment;
-
the mere
discovery of a scientific principle or the formulation of an abstract theory
or discovery of any living thing or non-living substances occurring in nature;
-
the mere
discovery of a new form of a known substance which does not result in the
enhancement of the known efficacy of that substance or the mere discovery of
any new property or mere new use for a known substance or of the mere use of a
known process, machine or apparatus unless such known process results in a new
product or employs at least one new reactant ;
-
a substance
obtained by a mere admixture resulting only in the aggregation of the
properties of the components thereof or a process for producing such
substance;
-
the mere
arrangement or re-arrangement or duplication of known devices each functioning
independently of one another in a known way;
-
a method of
agriculture or horticulture;
-
any process for
the medicinal, surgical, curative, prophylactic, diagnostic, therapeutic or
other treatment of human beings or any process for a similar treatment of
animals to render them free of disease or to increase their economic value or
that of their products;
-
plants and
animals in whole or any part thereof other than micro-organisms but including
seeds, varieties and species and essentially biological processes for
production or propagation of plants and animals;
-
a mathematical or
business method or a computer programme per se or algorithms;
-
a literary,
dramatic, musical or artistic work or any other aesthetic creation whatsoever
including cinematographic works and television productions;
-
a mere
scheme or rule or method of performing mental act or method of playing game;
-
a presentation of
information;
-
topography of
integrated circuits;
-
an invention
which in effect, is traditional knowledge or which is an aggregation or
duplication of known properties of traditionally known component or
components;
-
Inventions
relating to atomic energy and the inventions prejudicial to the interest of
security of India.
Documents required
for filing an application
-
Application form
in duplicate. (Form 1).
-
Provisional or
complete specification in duplicate. If the provisional specification is
filed, it must be followed by the complete specification within 12 months.
(Form 2).
-
Drawing in
duplicate. (if necessary).
-
Abstract of the
invention in duplicate.
-
Information &
undertaking listing the number, filing date & current status of each foreign
patent application in duplicate. (Form 3).
-
Priority document
(if priority date is claimed) in convention application, when directed by the
Controller.
-
Declaration of
inventor-ship where provisional specification is followed by complete
specification or in case of convention/PCT national phase application. (Form
5).
-
Power of attorney
(if filed through Patent Agent).
-
Fee (to be paid
in cash/by cheque/by demand draft) (See Schedule I).
(Note: The cheque or demand draft should be payable to the
"Controller of Patents" drawn on any schedule bank at a place where the
appropriate office is situated).
Appropriate office
for filing an application
Application is required to be filed according to the
territorial limits where the applicant or the first mentioned applicant in
case of joint applicants, for a patent normally resides or has domicile or has
a place of business or the place from where the invention actually originated.
The four patent offices are located at Kolkata, Mumbai, Delhi & Chennai.
(i) Request for examination
No application for patent will be examined if no request is
made by the applicant or by any other interested person in Form 18 with
prescribed fee of Rs. 2,500/- or Rs. 10,000/- for natural person and other
than natural person respectively, within a period of 48 months from the date
of priority of the application or from the date of filing of the application,
whichever is earlier.
(ii) Examination
Application for patent, where request has been made by the
applicant or by any other interested person, will be taken up for examination,
according to the serial number of the requests received on Form 18. A First
Examination Report (FER) stating the objections/requirements is communicated
to the applicant or his agent according to the address for service ordinarily
within six (06) months from the date of request for examination or date of
publication whichever is later. Application or complete specification should
be amended in order to meet the objections/requirements within a period of 12
months from the date of First Examination Report (FER). No further extension
of time is available in this regard. If all the objections are not complied
with within the period of 12 months, the application shall be deemed to have
been abandoned. When all the requirements are met the patent is granted, after
6 months from the date of publication, the letter of patent is issued, entry
is made in the register of patents and it is notified in the Patent Office,
Journal.
(iii) Publication
All the applications for patent, except the applications
prejudicial to the defence of India or abandoned due to non-filing of complete
specification within12 months after filing the provisional or withdrawn within
15 months of filing the application, are published in the Patent Office
Journal just after 18 months from the date of filing of the application or the
date of priority whichever is earlier.
(iv) Early Request for Publication
The applicant may also file a request for early publication
in Form 9 with a prescribed fee of Rs. 2,500 or Rs. 10,000 for natural person
and other than natural person respectively. The above application is published
ordinarily within one month from the date of the request on Form 9.
Withdrawal of patent
application
The application for patent can be withdrawn at least 3
months before the first publication which will be 18 months from the date of
filing or date of priority whichever is earlier.
The application can also be withdrawn at any time before
the grant of the patent.
The application withdrawn after the date of publication,
cannot be refiled as it is already laid open for public inspection. However,
application withdrawn before the publication can be refiled provided it is not
opened to public otherwise.
Pre grant Opposition
Where an application for a patent has been published but a
patent has not been granted, any person may, in writing represent by way of
opposition to the Controller against the grant of any Patent. It shall be
filed in Form 7 along with a fee of Rs. 1,500/- or Rs. 6,000/- for natural
person and other than natural person respectively, in duplicate at the
appropriate office.
Acceptance of
complete specification & advertisement thereof
Upon acceptance of the complete specification, the
Controller shall give notice thereof to the applicant and advertise the fact
of such acceptance in the Official Gazette.
Provisional
specification
Application for patent may be accompanied by the
provisional specification. It should contain the description of invention with
drawing, if required. It is not necessary to include claim. However, the
complete specification should be fairly based on the matter disclosed in the
provisional specification and should be filed within 12 months. If the
complete specification is not filed within 12 months the application is deemed
to have been abandoned.
Complete
specification
The complete specification is an essential document in the
filing of patent application along with the drawing to be attached according
to the necessity. Complete specification shall fully describe the invention
with reference to drawing, if required, disclosing the best method known to
the applicant and end with Claim/Claims defining the scope of protection
sought.. The specification must be written in such a manner that person of
ordinary skill in the relevant field, to which the invention pertains, can
understand the invention. Normally, it should contain the following:–
(1) Title of invention, (2) Field of invention, (3)
Background of invention with regard to the drawback associated with known art,
(4) Object of invention, (5) Statement of invention, (6) A summary of
invention, (7) A brief description of the accompanying drawing, (8) Detailed
description of the invention with reference to drawing/examples, (9) Claim(s),
(10) Abstract.
If the application is made with the provisional
specification, complete specification shall be filed within 12 months from the
date of filing of application. This period of 12 months may be extended by
another 3 months by the Controller upon request being made therefore.
The specification must start with a short title, which
describes the general nature of invention. The title should not contain
anyone’s name, a fancy name and trade name or personal name or any
abbreviation etc.
Description OF
PROCESS / INVENTION
The specification must be written in good and clear English
or Hindi. The specification should indicate those features which are essential
for the operation of the invention as well as those features for which a
choice can be made. The description must be sufficiently detailed for someone
who works in the same area of technology to be able to perform the invention
from the information given in the description. The best method of putting the
invention into effect is required to be described.
In case of biological invention, it is required to mention
the source or geographical origin of biological material used for the
invention.
Claim OF EXCLUSIVITY
OF PROOCESS/PRODUCT
A set of properly drafted claims is an important part of
complete specification. The complete specification must have at least one
claim. The first claim is the main and independent claim. The first claim
defines an invention in the complete specification The subsidiary and
dependent claims refer to the main claim and include qualifying or explanatory
clauses on the various integers of the main claim or optional features.
Although the claim clauses consist of a number of claims, the totality of the
claims must relate to one invention only. It should be noted that a claim is a
statement of technical facts expressed in legal terms defining the scope of
the invention sought to be protected.
Abstract
The abstract is the concise summary of the invention
claimed preferably within 150 words and shall commence with the title of the
invention.
Drawing
Drawing should be filed on standard A4 size sheet in
duplicate. Drawing should be drawn on the sheet with margin of 4 cm on top and
left hand and 3 cm at the bottom and right hand side. Figure should be shown
clearly on sufficient scale in upright position with respect to top and bottom
position of the sheet. At left-hand top corner of the sheet, the name of
applicant should be mentioned, with the application No. therebelow. No. of
sheets and sheet No. should be mentioned at the right hand top corner. At the
right-hand bottom, signature of the applicant/agent should be made mentioning
the name thereunder. A reference letter/numerals as used in the description
should also be used in denoting the corresponding component/part in the
figure(s).
Opposition to grant
of patent
At any time within four months from the date of
advertisement of acceptance of complete specification, any person interested
may give notice of opposition to the Controller in prescribed manner on any of
the relevant grounds mentioned in section 25 of the patent law. After giving
opportunity of being heard to both the applicant and the opponent, the
Controller shall decide the case.
Post grant opposition
Any interested person having trading, financial or research
interest in the patent granted can file notice of opposition (along with
written statement and evidence, if any) anytime after the grant of Patent but
before the expiry of a period of one year from the date of publication of
grant of a Patent in the Patent Office Journal. The above notice of opposition
under Section 25(2) shall be filed in Form 7 along with a fee of Rs. 1,500/-
or Rs. 6,000/- for natural person and other than natural person respectively,
in duplicate at the appropriate office. The grounds of opposition under
section 25(2) are the same as given before in case of pre-grant opposition.
The post grant opposition is decided by an Opposition Board followed by
a hearing and the reasoned decision by the Controller.
Term and date of patent
Term of every patent will be 20 years from the date of
filing of patent application, irrespective of whether it is filed with
provisional or complete specification.
Rights of the
patentee
Where a patent covers a product, the grant of patent gives
the patentee the exclusive right to prevent others from performing, without
authorisation, the act of making, using, offering for sale, selling or
importing that product in India.
Where a patent covers a process, the patentee has the
exclusive right to exclude others from performing, without his authorisation,
the act of using that process, using and offering for sale, selling or
importing for those purposes, the product obtained directly by that process in
India.
Register of patent
The Register of Patents are kept in the Patent offices and
can be inspected or extract from it can be obtained on payment of prescribed
fee.
Renewal fee
To keep the patent in force, Renewal fee is to be paid
every year. The first renewal fee is payable for the third year and must be
paid before the expiration of the second year from the date of patent. If the
patent has not been granted within two years the renewal fees may be
accumulated and paid immediately after the patent is granted, or within three
months of its recordal in Register of Patents or within extended period of 9
months, by paying extension fees of six months in Form 4, from the date of
recorded. If the renewal fees is not paid within the prescribed time, the
patent will cease to have effect. However, provision to restore the patent is
possible provided application is made within eighteen months from the date of
cessation. Renewal fee is counted from the date of filing of the Patent
application. Six months grace time is available with extension fee for payment
of renewal fee. No renewal fees is payable on Patents of Addition, unless the
original patent is revoked and if the Patent of Addition is converted into an
independent patent; renewal fee, then, becomes payable for the remainder of
the term of the main patent. The scale / amount of renewal fees is on the
basis case to case basis on scrutiny of renewal application .
Restoration
Application for restoration of a patent that lapses due to
non-payment of renewal fees must be made within 18 months of lapse.
Request for
permission to file abroad
If any application is to be filed abroad, without filing in
India, it should be made only after taking a written permission from the
Controller. The request for permission for making patent application outside
India shall be made in Form 25 along with a fee of Rs. 1,000/- or Rs. 4,000/-
for natural person and other than natural person respectively. A gist of
invention should also be filed along with the Form 25.